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Reporting Entity On-Boarding

Consistent with its long recognized commitment to innovative and effective technical solutions for industry, FIA Tech offers the OCR Data Service to Reporting Firms for their use in complying with CFTC ownership and control reporting requirements. With support from their Clients to ensure the completeness and accuracy of entered data, Reporting Firms can establish their accounts within the system and link their accounts to owner and controller records known as Profiles. Clients limit use of their Profiles to the specific Reporting Firms that they designate.

Reporting Firms wishing to use the OCR Data Service for compliance reporting should contact FIA Tech to discuss establishment of Participant status for the firm. Reporting Firm use of the OCR Data Service is fee-based and governed by a Master Services Agreement. Once the Reporting Firm has been established as a Participant within the system and a Reporting Firm Administrator has been designated, the Reporting Firm should inform its Clients of its Participant status and designate users within the firm to enter the firm’s accounts.

Please contact FIA Tech 1.202.772.3088 or ocr.support@fia-tech.com to discuss the process for establishing Participant status.

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